The Nesbit Model and the Baum Model
For a while I've been mulling over two types of fantasy adventures that start in a world that readers recognize as much like their own. The difference involves the young protagonist(s). Does a group of children have the adventure together, or is a single child on his or her own? It's struck me that authors and series usually favor one form or the other.
The books with a group of children always have some boys and some girls, usually siblings but sometimes augmented with cousins and long-standing neighbors whose connection predates the book. I identify this grouping as constructed on the "Nesbit model," after the British novelist E. Nesbit, who nearly perfected the form more than a century ago in Five Children and It, The Enchanted Castle, and other delights.
Other fantasy books constructed along the Nesbit model include:
- Peter Pan, by J. M. Barrie.
- The Ship That Flew, by Hilda Lewis.
- Mary Poppins and its sequels, by P. L. Travers
- The Magic Bed-Knob and sequel, by Mary Norton
- The Lion, the Witch, and the Wardrobe and its sequels, by C. S. Lewis.
- every Edward Eager book, of course, since he openly took Nesbit as a model.
- The series that began with A Wrinkle in Time, by Madeleine L'Engle.
- Over Sea, Under Stone, by Susan Cooper, who was motivated to write a "family adventure story" by a contest a publisher announced in Nesbit's honor, as she explained in her Newbery acceptance speech.
- The Ogre Downstairs, by Diana Wynne Jones, and several of her other books.
- The Spiderwick Chronicles, by Tony DiTerlizzi and Holly Black.
(I didn't include in that group books that have multiple protagonists, usually of both sexes, who are brought together by the adventure itself: Diane Duane's Wizards series, J. K. Rowling's Harry Potter books, Philip Pullman's His Dark Materials trilogy, and so on.)
I identify the other set as following the "Baum model," though there might be precedents before L. Frank Baum's The Wonderful Wizard of Oz, such as Charles E. Carryl's Davy and the Goblin. In this set, a young protagonist travels alone into a fantasy world and attracts companions there, or deals alone with a magical element intruding into his or her world.
The protagonist in this sort of story is often an only child; it took 34 Oz books before any young protagonist had a sibling (in The Wonder City of Oz, shown at top), and four more before a brother and sister had an adventure together. If the protagonist in one of these book has a sibling or two, they're often obstacles to fun and adventure rather than companions.
Fantasies built along this model include:
- The Old Tobacco Shop, by William Bowen.
- Peter Graves, by William Pène du Bois.
- David and the Phoenix, by Edward Ormondroyd.
- The Magic Shop books by Bruce Coville.
- The Phantom Tollbooth, by Norton Juster.
- The Indian in the Cupboard, by Lynne Reid Banks.
Was that difference simply the result of Nesbit's and Baum's influences in their respective countries since the start of the 20th century? Or does it speak to a deeper significance about national cultures--America's cult of individualism, for instance?